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This procedure provides issuers with the terms procedures for requesting pursuant to regulations section 1.

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Revised: 12/ 1/ 11 Page 1 INVESTMENT ADVISER COMPLIANCE MANUAL AND WRITTEN SUPERVISORY PROCEDURES April 1, CRD# 6905 SEC#. § 3301 § 3302 § 3303 § 3304 § 3305 § 3306 § 3307 § 3308 § 3309 § 3310 § 3311 § 3312 § 3313 § 3313A § 3314 § 3315 § 3316 § 3317 § § 3318 § 3321.
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You need to be able to build a relationship with an advisor you can trust; one who understands your unique situation and goals, and who can work with you over time to accomplish them. Collateralized Mortgage Obligations ( CMO) / Real Estate Investment Conduits ( REMIC) CMOs are a mortgage derivative security consisting of several classes secured by mortgage pass- through securities or whole mortgage loans.

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